-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W1rcf8vDY/u0InNAVS98yDcZP/PIMSF4Eiyv02ZSKtomeZBLJmzIlRSnps0XF9AF QhLWqV+eQid8moKufkE3fQ== 0001021408-99-000368.txt : 19990311 0001021408-99-000368.hdr.sgml : 19990311 ACCESSION NUMBER: 0001021408-99-000368 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19990217 DATE AS OF CHANGE: 19990310 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: 7372 IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54429 FILM NUMBER: 99548777 BUSINESS ADDRESS: STREET 1: 8000 TOWERS CRESCENT DR CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 8000 TOWERS CRESCENT DR CITY: VIENNA STATE: VA ZIP: 22182 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANSAL SANJU K CENTRAL INDEX KEY: 0001079783 STANDARD INDUSTRIAL CLASSIFICATION: IRS NUMBER: 301608377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8556 WESTOWN WAY CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 8556 WESTOWN WAY CITY: VIENNA STATE: VA ZIP: 22182 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. ) MICROSTRATEGY INCORPORATED ------------------------------------ (Name of Issuer) Class A Common Stock ---------------------------------------- (Title of Class of Securities) 594972 10 1 ----------------------------------- (CUSIP Number) June 10, 1998 ------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [x] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 6 Pages - - ------------------------------ CUSIP NO. 594972 10 1 - - ------------------------------ - - ------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Sanju K. Bansal - - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [x] - - -------------------------------------------------------------------------------- SEC USE ONLY 3 - - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 4,816,979 PERSON ---------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY ---------------------------------------------- EACH PERSON 7 SOLE DISPOSITIVE POWER REPORTING 4,816,979 PERSON ---------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH: - - ------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 4,816,979 - - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (See Instructions) [_] - - ------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 40.33% - - ------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - - ------------------------------------------------------------------------------- Page 2 of 6 Pages Item 1(a). Name of Issuer: - - ----------- ------------------- MicroStrategy Incorporated Item 1(b). Address of Issuer's Principal Executive Offices: - - ----------- --------------------------------------------------------- 8000 Towers Crescent Drive Vienna, VA 22181 Item 2(a). Name of Person Filing: - - ----------- ---------------------------- Sanju K. Bansal Item 2(b). Address of Principal Business Office: - - ----------- --------------------------------------------- 8556 Westown Way Vienna, VA 22182 Item 2(c). Citizenship: - - ----------- -------------- United States Item 2(d). Title of Class of Securities: - - ----------- -------------------------------- Class A Common Stock Item 2(e). CUSIP Number: - - ----------- ------------------- 594972 10 1 Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b) or - - ------- ------------------------------------------------------------ 240.13d-2(b) or (c), check whether the person filing is a: --------------------------------------------------------------- (a) [ ] Broker or dealer registered under section 15 of the Act 15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). Page 3 of 6 Pages (e) [_] An investment advisor in accordance with (S)240.13d- 1(b)(1)(ii) (E); (f) [_] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with (S)240.13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [x] Group, in accordance with (S)240.13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(e), check this box. [_] Item 4. Ownership: - - -------- ------------- (a) Amount Beneficially Owned: 4,816,979 shares (b) Percent of Class: 40.33% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,816,979 (ii) shared power to vote or to direct the vote: (iii) sole power to dispose or to direct the disposition of: 4,816,979 (iv) shared power to dispose or to direct the disposition of: Item 5. Ownership of Five Percent or Less of a Class: - - -------- ------------------------------------------------------- Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: - - -------- ------------------------------------------------------------------- Not applicable Page 4 of 6 Pages Item 7. Identification and Classification of the Subsidiary Which Acquired - - ------ ------------------------------------------------------------------ the Security Being Reported on By the Parent Holding Company: ------------------------------------------------------------ Not applicable Item 8. Identification and Classification of Members of the Group: - - ------- --------------------------------------------------------- Not applicable Item 9. Notice of Dissolution of Group: - - ------ ------------------------------ Not applicable Item 10. Certification: - - ------- ------------- Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 1999 /s/ Sanju K. Bansal ----------------------------------------- Sanju K. Bansal Shangri-La LLC by: /s/ Sanju K. Bansal ----------------------------------------- Sanju K. Bansal, Sole Member Sanju K. Bansal Qualified Annuity Trust #1 by: /s/ Sanju K. Bansal ----------------------------------------- Sanju K. Bansal, Trustee Sanju K. Bansal Qualified Annuity Trust #2 by: /s/ Sanju K. Bansal ----------------------------------------- Sanju K. Bansal, Trustee Page 5 of 6 Pages EX-1 2 EXHIBIT 1 Exhibit 1 IDENTITY OF MEMBERS OF GROUP Shangri-La LLC, a Delaware limited liability company, is the record holder of 4,560,979 shares of Class B Common Stock of MicroStrategy Incorporated ("Class B Common Stock"), the Sanjeev K. Bansal Qualified Annuity Trust #1 is the record holder of 50,000 shares of Class B Common Stock and the Sanjeev K. Bansal Qualified Annuity Trust #2 is the record holder of 200,000 shares of Class B Common Stock. Class B Common Stock is convertible at any time at the option of the holder into Class A common Stock of MicroStrategy Incorporated ("Class A Common Stock") on a one-for-one basis. Sanju K. Bansal is the sole member of Shangri-La LLC and the sole trustee of the Sanjeev K. Bansal Qualified Annuity Trust #1 and the Sanjeev K. Bansal Qualified Annuity Trust #2. Accordingly, Mr. Bansal is the beneficial owner of the shares of Class B Common Stock held of record by Shangri-La LLC and the shares of Class B Common Stock held of record by the Sanjeev K. Bansal Qualified Annuity Trust #1 and the Sanjeev K. Bansal Qualified Annuity Trust #2. Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----